Result

2017

AIFM reporting to Finansinspektionen

2017-12-22 | ESMA News Reporting

Finansinspektionen (FI) has identified common errors in the AIFM reporting. FI includes below a list of the most common errors as well as a description of how AIF-managers should fill in the rows in ESMA’s reporting forms.

Important information about transaction reporting in accordance with MiFID

2017-11-27 | News Reporting MiFID

The last trading date for transactions in financial instruments that must be reported to FI’s current transaction reporting system, TRS, is 2 January 2018. The TRS system will be open until 23:59 PM on 12 January 2018 to receive transactions and/or cancellations of transactions in accordance with MiFID with trading dates up to an including 2 January 2018.

Operational disruptions in the TRS 1 system

2017-11-20 | News Reporting Markets

There will be operational disruptions in the TRS 1 system today, 20 November 2017. The disruptions affect rapporteurs submitting encrypted files.

Reporting of insurance firms (Summary)

Finansinspektionen (FI) has identified extensive quality deficiencies in the reporting of insurance firms. These deficiencies are a sign that the internal governance and control of many of the firms’ reporting procedures are unsatisfactory. Through this document, FI provides guidance for insurance firms for how they can strengthen their reporting procedures.

ESMA publishes reference data and instructions for downloading files

The European Securities and Markets Authority (ESMA) has published instructions on how to access the reference data that is covered by the MAR and MiFID II/MiFIR regulations. The EU authority has also published current reference data that is available for download.

Mifid II – Introducing a new regime of position reporting for commodities derivatives

2017-10-16 | Reporting MiFID Markets

EU Directive (EU) 2016/65 (MiFID II) limits the size of positions in commodity derivatives that persons can hold. The regulations also contain a requirement on monitoring and following up of these position limits. The provisions are supplemented by new, extensive reporting requirements regarding positions in commodity derivatives, emissions rights and derivatives thereof .

About the Reporting Portal

2017-10-05 | Reporting

Information and links to the log-in page

New page about transaction reporting for MiFID2/MiFIR

2017-05-17 | News Reporting MiFID

A new webpage is now available with information about the transaction reporting required under MiFID 2/MiFIR.

Test reporting in the TRS2 system

2017-05-17 | Reporting MiFID Markets

On 3 January 2018, when the MiFID II Directive and the MiFIR Regulation enter into force, a new transaction reporting system (TRS2) will open for reporting. Transaction reporting as required by MiFID II and MiFIR will occur only in the new TRS2 system. All firms intending to file transaction reports in accordance with MiFID II/MiFIR starting on 3 January are encouraged to have filed test reports in the test environment of the TRS2 system before reporting live. The test environment is open 24/7, with the exception of service disruptions.

Transaction Reporting MiFID2/MiFIR

2017-05-17 | Reporting MiFID Markets

Starting in January 2018, new rules will go into effect for the EU securities market through MiFID II and MiFIR. The new rules apply to all firms providing investment services or activities.

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