FFFS 2021:11

Finansinspektionen’s regulations regarding the obligation of firms conducting securities business through branches in Sweden to report certain information

In force from 2021-07-07

Summary

Undertakings domiciled outside of the EEA that conduct securities business from a branch in Sweden with authorisation pursuant to Chapter 4, section 4 of the Securities Market Act (2007:528) must submit information to Finansinspektionen. This information refers to the scale and scope of the branch's services and activities and its turnover and value of its assets. The information also refers to arrangements for investor protection, the policy and arrangements for risk management, governance and the total number of clients.

The regulations enter into force on 7 July 2021. 

Documents

Laddar sidan