FFFS 2014:16

Regulations amending Finansinspektionen's regulations (FFFS 2007:16) regarding securities business

Repealed 2018-01-03 see FFFS 2017:2 , amending FFFS 2007:16

Summary

FI is implementing some of the Capital Requirement Directive's regulations on corporate governance and risk management, including requirements on application at group level and requirements on the establishment of a risk committee in significant undertakings. Undertakings shall also have a diversity policy and a recovery plan. Undertakings shall also set aside sufficient resources to train board members. The amendments enter into force on 2 August 2014. Amendment 2014:16

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