A stable, well-functioning financial market for allA stable, well-functioning financial market for allFFFS 2011:41
Regulations amending Finansinspektionen's regulations (FFFS 2007:16) regarding securities business
Summary
The amendments aim to improve and clarify the regulations and bring them in line with the implementation directive (Directive 2006/73/EC). The term "executive management" is replaced by provisions specifying the responsibilities of the board and the managing director. FI also identifies certain internal guidelines that the board must adopt. The amendments also introduce clarifications that aim to simplify the application process for the undertakings applying for additional authorisations. FI is also introducing a new provision on how certain information shall be forwarded to unit holders. Amendment 2011:41
