A stable, well-functioning financial market for allA stable, well-functioning financial market for allFFFS 2021:24
Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:12) regarding prudential requirements and capital buffers
In force from 2021-07-07
,
amending
FFFS 2014:12
Summary
Due to the entry into force of the Investment Funds Regulation (2019/2933/EU) on 26 June 2021, and the provisions in the Investment Firms Directive (2019/2034/EU) that will be implemented into Swedish law, the following amendments are being made:
- A large number of provisions will no longer apply to most investment firms.
- Most investment firms will be subject to provisions on exemptions for large exposures pursuant to the Investment Firms Regulation.
- Requirements are introduced on reporting in accordance with the Investment Firms Regulation.
- Requirements on documentation of the capital liquidity assessment process will also apply to investment firms subject to the Investment Firms Regulation, with the exception of those considered to be small and non-interconnected.
- Minor subsequent amendments and editorial changes have been made.
The amendments enter into force on 7 July 2021. However, the amendments in Chapter 9, sections 9–11will be applied first on 1 January 2023. Amendment 2021:24
