A stable, well-functioning financial market for allA stable, well-functioning financial market for allFFFS 2021:27
Regulations amending Finansinspektionen’s regulations (FFFS 2017:2) regarding investment services and activities
In force from 2021-07-07
,
amending
FFFS 2017:2
Summary
Due to the entry into force of the Investment Firms Regulation (2019/2933/EU) on 26 June 2021 and the provisions in the Investment Firms Directive (2019/2034/EU) that will be implemented into Swedish law, the following amendments are being made:
- Introduction of new provisions regarding general organisational requirements, risk management, remuneration systems and administrative procedures and documentation.
- Adaptation of the scope so that all companies that will apply the Investment Firms Regulation or the Capital Requirements Regulation (575/2013/EU) are subject to the correct provisions and small and non-interconnected securities companies are exempt from certain provisions.
- Minor subsequent amendments and editorial changes.
The amendments enter into force on 7 July 2021. Amendment 2021:27
