Financial firms

2021

Danske Bank receives injunction to take remedial action

Danske Bank has not sufficiently assessed the risk of how the bank’s products and services in Sweden may be used for money laundering and terrorist financing. Danske Bank therefore must rectify this deficiency no later than 30 June 2022.

Nord Fondkommission AB’s authorisation is withdrawn

Finansinspektionen (FI) is withdrawing all of Nord Fondkommission AB’s (Nord) authorisations due to severe deficiencies, in part in the company’s advisory services.

Maiden Life receives warning and administrative fine

2021-06-23 | Sanctions Insurance

Finansinspektionen is issuing Maiden Life Försäkrings AB a warning. The company must also pay an administrative fine of SEK 5.5 million.

Nasdaq Clearing Aktiebolag receives a warning and an administrative fine

2021-01-27 | Sanctions EMIR Markets

Nasdaq Clearing Aktiebolag is receiving a warning and must pay an administrative fine of SEK 300 million.

2020

AK Nordic AB receives a remark and an administrative fine

2020-10-14 | Sanctions Bank

Finansinspektionen is issuing AK Nordic AB a remark. AK Nordic AB shall also pay an administrative fine of SEK 20,000,000.

SEB receives remark and administrative fine of SEK 1 billion

SEB receives a remark and must pay an administrative fine of SEK 1 billion for deficiencies in its work to prevent money laundering risks.

JAK Medlemsbank receives a remark and an administrative fine

Finansinspektionen is issuing JAK Medlemsbank (516401-9969) a remark. JAK Medlemsbank must also pay an administrative fine of SEK 1.6 million.

Withdrawn authorisation for Exceed Capital Sverige AB

Finansinspektionen withdraws all Exceed Capital Sverige AB’s (Exceed) authorisations to conduct securities business and its authorisation for ancillary services, authorisation to conduct insurance distribution, and authorisation to be registered as a manager of fund units.

Skandia Liv receives a warning and an administrative fine

2020-04-22 | Sanctions Insurance

Skandia, ömsesidigt (Skandia Liv ) receives a warning and must pay an administrative fine of SEK 35 million.

Swedbank receives a warning and an administrative fine of SEK 4 billion

Swedbank AB receives a warning and must pay an administrative fine of SEK 4 billion for serious deficiencies in its work to combat money laundering.

Laddar sidan